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Background Research Techniques

 

By Linda Phillips LPI

  

 

 


 

 

 

 

 

 

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No part of this publication may be reproduced or transmitted in any form or by any means, mechanical or electronic, including photocopying and recording, or by any information storage or retrieval system, without permission in writing from the author.

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The authors and publisher make no representation or warranties with respect to the accuracy, applicability, fitness, or completeness of the contents of this program. They disclaim any warranties (expressed or implied), merchantability, or fitness for a particular purpose. The authors and publisher shall in NO event be held liable for any loss or other damages, including but not limited to special, incidental, consequential, or other damages.

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Table of Contents

 

 

OBJECTIVES OF THIS EBOOK 3

What is a background check? 4

Premployment Screenings 7

Information included in a comprehensive background check 10

Criminal History / Criminal Record 10

The Gramm-Leach-Bliley Act 13

How to Investigate - Business Background Checks 13

EDGAR Research tips18






OBJECTIVES OF THIS EBOOK

Techniques of preforming a comprehensive Background Check

Upon completion of this module the student will be able to:

    • Understand the different types of background checks

    • Have knowledge of the research needed in the different types of background checks

    • Conduct a background check through developing a plan, research, and documentation

    • Be familiar with the laws that govern the privacy of individuals when conducting an investigation


 

With today’s population and the integration of a multi-cultural society, the need to acquire information about an individual or business has exploded--but certainly not without controversy. With a multi-cultural society came an undercurrent of control, a fight for equality, and a tolerance for misconduct--if such misconduct was deemed necessary to acquire control and equality. The reorganization of the laws that shape our conduct toward our relationships to each other has become crucial. We must answer the questions, “Who is our neighbor?” “Who is our business associate?” “Who is our employee?” or “Who is the person we might marry?” These have become the big questions to be answered before hiring an employee or a baby sitter, before choosing a life partner or any intimate associate. Related to these questions is identity theft—an expensive crime necessitating, for example, the expenditure of millions of dollars on the part of employers to check out potential employees.


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